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PROGRAMME

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INDIAN INSTITUTE OF BANK MANAGEMENT
"A CENTRE OF EXCELLENCE IN THE SERVICE OF BANKS, FIS AND THEIR CUSTOMERS"
(AN INSTITUTE SPONSORED BY RBI, NABARD AND FIVE PSU BANKS)

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Programme on Risk Based Internal Audit
(December 10-14, 2018)


Programme Director:
B. A. Laskar
Former Executive SBI & Faculty Member, IIBM
Mobile: 8399966036


Office Address:
Jawahar Nagar, Khanapara, Guwahati - 781022, Assam
Tel : 91-361-2363155, 2360178
Fax : 91-361- 2363102
E-mail : programme@iibm.ac.in
Website: www.iibm.ac.in

 

 

WHY THIS PROGRAMME AND WHAT FOR?

Risk based Internal Audit is an important tool for identification and management of risks at the Branch level. The implementation of risk-based internal audit would mean that greater emphasis is placed on the internal auditor's role in mitigating risks. As such it has become essential for the banks to gain expertise on Risk Based Internal Audit for contributing to the effectiveness of the internal control system. In the eyes of RBI, a sound internal audit function plays an important role in identifying mitigating and controlling the banking risks.


WHAT FOR:

• To understand the concept of Risk Based Supervision of Banks(RBS & RBIA)
• To understand various kinds of risks to which a bank is exposed in normal banking operations
• To develop expertise for proper assessment of risks under risk based internal audit process (RBIA).
• To understand importance of mitigating risks at branch level operations

To familiarize participants about the Concurrent Audit, Statutory Audit in Banks


 

PROGRAMME TAKE-AWAYS:

• Banking Risks, Need for Managing Risk-A Historical Perspective of Risk Management.
• Concept of Risk Based Supervision & Risk Based Internal Audit
• Risk Regulations in Banking Industry :BASEL I , II & III Accord
• Credit Risk Management Framework; Policies & Guidelines
• Credit Risk Assessment- Internal Rating/ External Rating--- Credit Risk Models.Credit Risk Control & Monitoring : Loan Review Mechanism
• Operational Risk Management, ORM Practices in Banks, Basic Indicator Approach, The Standardized Approach and Advance Measurement Approach.
• Risk Based Internal Audit Process; Risk Profile Techniques; Risk Assessment Methodology & Risk Rating Parameters
• Importance of Statutory Audit, Concurrent Audit, RBI Audit, etc.
• Audit Report Format: Preparation, Findings , Assessment & Risk Rating
• Monitorable Action Plan ; Compliance & Closure of Audit Report
• Study Tour /Field Visit

The actual programme content may also be customised to suit participants' profile.


PEDAGOGY:
The training methodology includes a mix of Interactive lecture sessions, discussions, experience sharing, case-exercises and field visit.

 

FOR WHOM?
Branch Managers / Middle & Junior level officers of Commercial Banks, RRBs and Cooperative Banks / RBI/ NABARD who are working in Branches /inspection of Bank Branches/ day to day operations

 

WHEN?
The programme will commence at 9:30 a.m. December 10, 2018 (Monday) and will be over by 5:00 p.m. of December 14, 2018 (Friday).
We provide hostel accommodation on a twin sharing basis.

 

REGISTRATION:
Participant should be nominated by his/her organization through email: programme@iibm.ac.in or Fax (+91)-361-2363103, 2363102. The last date for receiving nomination is December 6, 2018.

 

WHERE?

IIBM campus (Near Kendriya Vidyalaya, Khanapara), Jawahar Nagar, Guwahati - 781022. Those coming by air may avail of pre-paid taxi from Lokapriya Gopinath Bordoloi Airport to IIBM. Those coming by train may avail of autorickshaw/taxi from Paltanbazar-side of Guwahati railway station to IIBM. For details regarding location of IIBM please visit our website.
Ola & Uber services are available at Guwahati


FEE:

The all-inclusive fee for the programme is as below:

FEEGST 18%TOTAL

Commercial Banks and others

₹17,500/-₹3,150/-₹20,650/-

Sponsor Banks of IIBM viz. RBI, NABARD, SBI, United Bank of India, UCO Bank, Central Bank of India, Allahabad Bank & Punjab National Bank

₹16,000/-₹2,880/-₹18,880/-

Cooperative Banks & RRBs

₹12,500/-₹2,250/-₹14,750/-


Generally payment of participation fees is to be made in advance through National Electronic Fund Transfer (NEFT) on or before the due date for submission of nomination. In exceptional cases a Demand Draft/Pay Order drawn in favour of Indian Institute of Bank Management payable at Guwahati may be forwarded along with hard copy of nominations. It may kindly be ensured that the officers being deputed for training carries details of remittance of programme fees. Details of our Bank Account are as follows:

Beneficiary Name

INDIAN INSTITUTE OF BANK MANAGEMENT

Bank A/c No.

10821418158

A/c Type

S B A/c

MICR Code

781002037

IFS Code

SBIN0010669

Name of the Branch

IIBM Branch

Name of the Bank

STATE BANK OF INDIA

"Payment of fees for all employees of RBI shall be borne by RBI, Guwahati. A copy of nomination letter may be sent to RBI Guwahati for facilitating payment on time."

While remitting programme participation fee kindly advise us the following particulars.


Sl No

Title of Programme including

Commencement Date

Name of the Participant/s Name of Bank/ Organisation

Amt.

of Fee ₹

NEFT No.

NEFT

Date